Hvis den relevante person hverken er et investeringsselskab eller et kreditinstitut, men omfattes af selvreguleringsstandarder eller adfærdskodekser, skal medlemsstaterne sikre, at der offentliggøres en henvisning til disse standarder eller kodekser.
Where the relevant person is neither an investment firm nor a credit institution, but is subject to self-regulatory standards or codes of conduct, Member States shall ensure that a reference to those standards or codes is disclosed.