Securities Investment Business Financial Reporting
For regular updates on all reporting schedules including amendments and help on completion, click on the link below to view the Authority's Data Collection Update.
Under Section 8(1)(b) of the Securities Investment Business (Financial Requirements and Standards) Regulations 2003, every holder of a licence shall submit, in the case of a licensed Broker-Dealer a monthly, and all other licensed entities a quarterly, financial reporting statement.
The financial reporting statement is designed to capture data on licensed securities firms operating in or from the Cayman Islands for regulatory purposes.
As from March 2005, SIBL Licensees are required to complete and return the financial reporting forms to the Monetary Authority on a monthly/quarterly basis based on the Calendar year. This financial reporting form shall be submitted to the Authority within 15 business days of the end of the month or quarter.
The submission takes the form of a spreadsheet available in Microsoft Excel which allows the reporting institution to use a familiar computer package and complete the information clearly. This submission may be sent through email at (SIBForm@cima.ky).
In the case of any problems with the completion of this form, please refer questions to Policy & Development Division (345) 949 7089.
When completing this form, please remember to read the guidance notes thoroughly.
SIBForm 2016 Excel 2007 Securities Investment Business Financial Reporting SIBL
SIBNOTES Securities Investment Business Financial Reporting